Partner, Chief Compliance Officer and Operations Manager

Jennifer Hardy

Jennifer's responsibilities include managing the firm’s statutory and regulatory compliance matters as well as broker dealer operations.

Jennifer brings considerable institutional and regulatory knowledge to Crestone’s compliance function and has significant experience working with Crestone’s clients to serve their operations and securities needs.

Prior to joining Crestone in 2006, Jennifer served as the Operations Manager / Sales Assistant at Rhodes Securities, Inc., a private brokerage firm in Fort Worth, Texas.

Jennifer attended Lamar University. She is a FINRA Registered Representative holding Series 4, 7, 24, 53, and 66 licenses.